Robert B. Wrona
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Bernard Wrona, who also goes by Rob Wrona, Robert Bernard Wrona, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2016. Robert had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2024 - June 26, 2025
REGULUS FINANCIAL GROUP, LLC
October 23, 2024 - June 26, 2025
REGAL INVESTMENT ADVISORS LLC
July 1, 2021 - May 16, 2023
STEWARDSHIP ADVISORY GROUP, LLC
July 1, 2021 - May 15, 2023
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
September 6, 2016 - July 1, 2021
USA FINANCIAL SECURITIES LLC
April 8, 2016 - July 1, 2021
USA FINANCIAL SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
REGULUS FINANCIAL GROUP, LLC
CRD#: 150631 / SEC#: , 8-68275
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
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