Monique Holloway

AMC WEALTH MANAGEMENT

Wilmington, DE

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CRD#: 6399357

Professional summary

Monique Holloway, CFP®, who also goes by Monique Lui, is a registered financial advisor currently at AMC WEALTH MANAGEMENT, LLC located in Wilmington, Delaware.

Monique is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Monique has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Monique Lui

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ms. Holloway is a limited partner in Origin Opportunity Zone Fund II LLC, start date 12/2021, address 121 W. Wacker, Suite 1000, Chicago, IL 60601. Ms. Holloway is on the board of trustees for Hamilton College, Clinton NY, start date 7/2022, Ms. Holloway is a 1% owner of the following businesses: a) Signature Group Management S Corp, start date 1/2014, b) Signature Furniture Services LLC, start date 6/2001, c) Signature Construction Services LLC, start date 5/2000, d) Signature 3029 Group LLC, 7/2003. Address 3029 Bowlerama Drive, New Castle DE 19850

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Monique Holloway's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 15, 2023 - Present

AMC WEALTH MANAGEMENT, LLC

RIA

CRD#: 308157

Wilmington, DE

Past

December 18, 2014 - October 23, 2023

THIRD SIGMA INVESTMENT ADVISORS LLC

RIA

CRD#: 151188

WILMINGTON, DE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(11/15/2023)

IAR

New York
(7/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/18/2014

Uniform Investment Adviser Law Examination

Current Firm

AMC WEALTH MANAGEMENT, LLC

AMC | AMCWEALTH.COM | AMC WEALTH MANAGEMENT, LLC | AMC WEALTH MANAGEMENT | AMC WEALTH

CRD#: 308157 / SEC#:

Alabama

Registered Investment Advisory firm - (6/8/2022 Approved)

California

Registered Investment Advisory firm - (1/16/2025 Approved)

Delaware

Registered Investment Advisory firm - (11/15/2023 Approved)

Florida

Registered Investment Advisory firm - (3/15/2022 Approved)

Georgia

Registered Investment Advisory firm - (12/3/2021 Approved)

Illinois

Registered Investment Advisory firm - (7/13/2020 Approved)

Louisiana

Registered Investment Advisory firm - (1/18/2024 Approved)

Nevada

Registered Investment Advisory firm - (9/23/2021 Approved)

New York

Registered Investment Advisory firm - (7/12/2024 Approved)

Texas

Registered Investment Advisory firm - (6/19/2024 Approved)

Utah

Registered Investment Advisory firm - (11/17/2022 Approved)

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Contact information

Main Address

Chicago, IL

Mailing Address

Phone number

(618) 384-9478

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	157
AUM (Assets Under Management)	$ 61,544,787

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Monique Holloway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Monique Holloway's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMC WEALTH MANAGEMENT, LLC

THIRD SIGMA INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/18/2014

Current Firm

AMC WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AMC WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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