Jacob T. Rothman
ROTHMAN INVESTMENT MANAGEMENT
Atascadero, CA 93422
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CRD#: 6399323
Professional summary
Jacob Timothy Rothman, CFP®, who also goes by Timothy Rothman, is a registered financial advisor currently at ROTHMAN INVESTMENT MANAGEMENT, LLC located in Atascadero, California.
Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jacob has worked at 1 firm .
Biography
Jacob (Jake) Rothman, CPA, CFA, CFP® started Rothman Investment Management to help people in San Luis Obispo County and around the country build, protect and focus their wealth through fee-only, fiduciary, comprehensive wealth management. Jake spent almost a decade as a member of investment teams before starting his own firm to work with clients directly. He believes that having a personalized plan that aligns with ones values can bring lasting satisfaction. Jake lives with his wife, Nour, in Paso Robles, California and loves being back in the area where he grew up after a career path that took him to Georgia, Virginia, Massachusetts, and Wisconsin. While he enjoys traveling to see friends around the country and new places around the world, Jake loves to return home to his community.
Question & Answer
What are your service offerings?
Tax Planning
Investment Planning
Retirement Planning
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Comprehensive Financial Planni...
401(k)/403(b)/IRAs
Annuities
Charitable & Planned Giving
Asset Allocation
Estate Planning
Investment Management
Mutual Funds
Retirement
Stocks & Bonds
Life Planning
Starting a Family
Sudden Wealth
Personal Taxes
Are you a "fiduciary"?
Yes
Aliases
Timothy Rothman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sierra Vista Hospital; investment related: No; 1010 Murray Avenue, San Luis Obispo, CA 93405; Hospital; Board member; Attend monthly meetings as a community member to oversee safety, licensing and community issues.; 2019-01-01; Hours devoted to business during trading hours: 3; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 2.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Timothy Rothman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Education
Cal Poly, San Luis Obispo
BS - Business Administration
1997
University of Virginia, Darden Graduate School of Business
2005
Experience
Current
January 5, 2015 - Present
ROTHMAN INVESTMENT MANAGEMENT, LLC
Office #1: 9700 El Camino Real, Suite 302, Atascadero, CA 93422RIA
CRD#: 173139
Atascadero, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/5/2015)
IAR
Georgia(3/23/2022)
IAR
Massachusetts(5/11/2015)
IAR
Texas(4/19/2022)
IAR
Wyoming(4/25/2023)
Exams
Current Firm
ROTHMAN INVESTMENT MANAGEMENT, LLC
ROTHMAN INVESTMENT MANAGEMENT | ROTHMAN, JACOB T | ROTHMAN INVESTMENT MANAGEMENT, LLC
CRD#: 173139 / SEC#:
California
Registered Investment Advisory firm - (1/1/2015 Approved)Georgia
Registered Investment Advisory firm - (3/23/2022 Approved)Massachusetts
Registered Investment Advisory firm - (5/11/2015 Approved)Texas
Registered Investment Advisory firm - (4/19/2022 Approved)Wyoming
Registered Investment Advisory firm - (4/25/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9700 El Camino Real, Suite 302, Atascadero, CA 93422
Mailing Address
Phone number
(805) 286-6378
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 339 |
| AUM (Assets Under Management) | $ 54,853,061 |
Red Flags
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Company Information
ROTHMAN INVESTMENT MANAGEMENT, LLC
CRD#: 173139Atascadero, CA 93422TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
