KB
Kefira Bar-golani
CITY NATIONAL SECURITIES
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 6398589
KB
Professional summary
Kefira Bar-golani, who also goes by Kfirah Bar-golani, Kefira Bargolani, is a registered financial advisor currently at CITY NATIONAL SECURITIES, INC. located in San Francisco, California.
Kefira is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Kefira has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kfirah Bar-Golani | Kefira Bargolani
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Kellogg Real estate; not Investment-related; saratoga, CA; Affiliation started 04/22/2018; Contractor; Duties: Expense reports; data entry and analysis of expenses and income; NO time is devoted to the business each month during securities trading hours; 10 hours are devoted to the business each month outside of securities trading hours. NAME OF ENTITY: (SELF) POSITION: AUTHOR DETAILS I WRITE BOOKS AS A HOBBY AND I GHOST WRITE (WRITE STORIES FOR OTHER PEOPLE AND SOMETIMES GET PAID FOR IT). START DATE: 10/22/2014 TERM:INDEFINITE HOURS:0 HOURS DEVOTED AND 0-10 HOURS DURING SECURITIES TRADING ADDRESS: 179 kenbrook cir san jose CA 95111 NAME OF ENTITY: Laura Burg's Legacy POSITION: CROCHET DETAILS I CROCHET ACCESORIES SUCH AS SCARVES HATS AND HEAD BANDS FOR ALL AGES AND GENDERS AS A HOBBY AND MIGHT SELL THEM TO FRIENDS I CROCHET ACCESORIES SUCH AS SCARVES HATS AND HEAD BANDS FOR ALL AGES AND GENDERS AS A HOBBY. START DATE: 10/22/2014 TERM: INDEFINITE HOURS:0 HOURS DEVOTED AND 0-6 HOURS DURING SECURITIES TRADING ADDRESS: 179 kenbrook cir san jose CA 95111 ////Kellogg Realty Group Inc; Commercial Real Estate; Non-Investment Related; Monte Sereno, CA; Affiliation Start Date: 2/15/2019; Title: Contractor; Duties: Budgeting, Account Monitoring, Fax Prep and MISC RE reports as needed; 0 hours devoted to the outside business each month during securities trading hours; 15 hours devoted to the outside business each month outside of securities trading hours. the name of the other business;kellogg real estate whether the business is investment-related; No the address of the other business; I work from my home office, the business operates from an individuals place of residence locate in Saratoga CA. the nature of the other business; Commercial Real Estate your position; Independent Contractor title, or relationship with the other business; Independent Contractor the start date of your relationship; 04/18/2018 the approximate number of hours/month you devote to the other business; 20 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; monitoring in and out of business account held at another financial institution outside of CNB and making on time payments for the owner.
CRS (Client Relationship Summary) - RIA
Click below to view Kefira Bar-golani's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kefira Bar-golani's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2021 - Present
CITY NATIONAL SECURITIES, INC.
Office #1: 150 California St 12th Floor, San Francisco, CA 94111RIA
BD
CRD#: 103705
San Francisco, CA
Current
January 25, 2021 - Present
CITY NATIONAL SECURITIES, INC.
Office #1: 150 California St 12th Floor, San Francisco, CA 94111RIA
BD
CRD#: 103705
San Francisco, CA
Past
June 10, 2020 - December 21, 2020
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
SARATOGA, CA
Past
April 25, 2018 - December 21, 2020
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
SARATOGA, CA
Past
October 27, 2014 - May 2, 2018
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
SAN JOSE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CN
CITY NATIONAL SECURITIES, INC.
CITY NATIONAL SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
RIA
Registered Investment Advisory firm - SEC (3/22/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/25/2021)
IAR
California(1/25/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/10/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CN
CITY NATIONAL SECURITIES, INC.
CITY NATIONAL SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
RIA
Registered Investment Advisory firm - SEC (3/22/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
555 South Flower Street 11th Floor, Los Angeles, CA 90071
Mailing Address
555 South Flower Street 11th Floor, Los Angeles, CA 90071
Phone number
(310) 888-6400
Established
California since 11/03/1999
Firm type
Corporation
Fiscal year end
October
Firm Size
Medium
# of Employees
78
SEC notice filing (31 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITY NATIONAL BANK | SOLE SHAREHOLDER | |
| BANUELOS, ALMA DELIA | BOARD MEMBER | 4530705 |
| BARTON, RICHARD JOSEPH | CHIEF COMPLIANCE OFFICER | 2040869 |
| BRETADO, SANTIAGO AVILA | VP, CFO | 1945627 |
| DANIEL, JOBY SWANKUTTY | BOARD DIRECTOR | 6616727 |
| GIAQUINTO, GREGG | BOARD DIRECTOR | 3182583 |
| O'KEEFFE, IVOR PATRICK | BOARD DIRECTOR | 2397120 |
| RILEY, SHAWN DAVID | BOARD DIRECTOR | 7574191 |
Regulatory assets under management
| Total Number of Accounts | 2,004 |
| AUM (Assets Under Management) | $ 1,591,349,877 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
