Roth A. Eric

HERO INVESTORS

Cincinnati, OH 45242

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CRD#: 6398557

Professional summary

Roth Alan Eric, who also goes by Roth Eric, is a registered financial advisor currently at HERO INVESTORS, LLC located in Cincinnati, Ohio.

Roth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Roth has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Roth Eric

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ROTH CPA & ASSOCIATES, LLC - OWNER - PROVIDES TAX PREPARATION AND ACCOUNTING SERVICES - 40 HOURS A WEEK WITH MOST DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roth Alan Eric's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2014 - Present

HERO INVESTORS, LLC

Office #1: 5887 Cornell Road Suite 5, Cincinnati, OH 45242

RIA

CRD#: 172790

Cincinnati, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/10/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/4/2014

Uniform Investment Adviser Law Examination

Current Firm

HERO INVESTORS, LLC

HERO INVESTORS, LLC | ZUNA RESOURCES

CRD#: 172790 / SEC#:

Ohio

Registered Investment Advisory firm - (10/10/2014 Approved)

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Contact information

Main Address

5887 Cornell Road Suite 5, Cincinnati, OH 45242

Mailing Address

Phone number

(513) 530-9000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Roth A. Eric

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roth Alan Eric's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERO INVESTORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/4/2014

Current Firm

HERO INVESTORS, LLC

Contact information

Documents

Red Flags

Company Information

HERO INVESTORS, LLC

TRUST BUT VERIFY

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