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WH

William B. Harrison

AE WEALTH MANAGEMENT
New Smyrna Beach, FL 32168
Some features on this profile are disabled
CRD#: 6397818
WH

Professional summary

William Bradley Harrison, who also goes by Brad Harrison, William B. Harrison, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in New Smyrna Beach, Florida and MADISON AVENUE SECURITIES, LLC located in New Smyrna Beach, Florida.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. William has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brad Harrison | William B. Harrison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Bradley Harrison's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 27, 2019 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 315 Live Oak St, New Smyrna Beach, FL 32168
RIA
CRD#: 282580
New Smyrna Beach, FL
Current

November 8, 2021 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 315 Live Oak Street, New Smyrna Beach, FL 32168
RIA
BD
CRD#: 23224
New Smyrna Beach, FL
Past

January 20, 2017 - August 26, 2019

MADISON AVENUE SECURITIES, LLC

RIA
CRD#: 23224
New Smyrna Beach, FL
Past

July 25, 2016 - August 26, 2019

MADISON AVENUE SECURITIES, LLC

BD
CRD#: 23224
New Smyrna Beach, FL
Past

June 4, 2015 - July 28, 2016

PLANMEMBER SECURITIES CORPORATION

BD
CRD#: 11869
NEW SMYRNA BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA
Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(10/15/2024)
IAR
Florida
(8/27/2019)
RR
Florida
(11/17/2021)
RR
Illinois
(2/27/2024)
RR
Maryland
(7/13/2023)
RR
Mississippi
(4/25/2025)
RR
Missouri
(3/4/2024)
RR
Pennsylvania
(2/28/2023)
RR
South Carolina
(3/5/2024)
RR
Texas
(7/13/2023)
IAR
Texas
(10/21/2024)
RR
Virginia
(5/28/2025)
RR
Washington
(11/5/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 2/24/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/16/2016
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/4/2015
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA
Registered Investment Advisory firm - (2/17/2016 Approved)
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Contact information

Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)
FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts111,059
AUM (Assets Under Management)$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AE WEALTH MANAGEMENT, LLC

CRD#: 282580New Smyrna Beach, FL 32168

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