Kelly A. Sauder

SUMMIT GLOBAL INVESTMENTS

Cleburne, TX

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CRD#: 6397430

Professional summary

Kelly Anne Sauder, who also goes by Kelly Anne Knaubert, is a registered financial advisor currently at SUMMIT GLOBAL INVESTMENTS, LLC located in Cleburne, Texas.

Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Kelly has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kelly Anne Knaubert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

QRS Accounting / 10.23-Present / Investment Related: No / 730 E Park Blvd Suite 104, Plano TX 75074 / Tax Preparation Netlaw-Estate Planning Service / 0420-Present / Investment Related: No / 12910 Shelbyville Road, Suite 124 Louisville, KY 40243 / Sales / Wills and Estate Planning ADMIN ASSISTANT/NO/5600 S QUEBEC ST, SUITE 325-C, GREENWOOD VILLAGE, CO 80111/ADMINISTRATIVE DUTIES SUCH AS ANSWERING PHONES, FILING./ADMIN ASSISTANT/01.25.2017/10/2/ADMIN ASSISTANT TO ANTHONY SCOTT KNAUBERT WHO IS A REGISTERED REP/IAR WITH TFA. KSauder Enterprises / 0619-Present/ Investment Related: No / Owner-Consultant/3513 Shoreview Dr. Cleburne, TX 76033 / Owner - Consultant / Consulting / Hrs Work Monthly: 5 / Sec Trading Hrs: 0 / Inviting to networking groups, writing, consulting, marketing for my wealthwave business or master network's group

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Anne Sauder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2024 - Present

SUMMIT GLOBAL INVESTMENTS, LLC

RIA

CRD#: 157091

Cleburne, TX

Past

September 10, 2019 - October 17, 2023

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

PLANO, TX

Past

September 24, 2014 - October 17, 2023

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PLANO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT GLOBAL INVESTMENTS, LLC

HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS

CRD#: 157091 / SEC#: 801-76631

RIA

Registered Investment Advisory firm - (5/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/16/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/11/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/24/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SUMMIT GLOBAL INVESTMENTS, LLC

HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS

CRD#: 157091 / SEC#: 801-76631

RIA

Registered Investment Advisory firm - (5/10/2012 Approved)

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Contact information

Main Address

620 South Main Street, Bountiful, UT 84010

Mailing Address

620 South Main Street, Bountiful, UT 84010

Phone number

(888) 251-4847

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SGI BROCHURE (9/15/2025)

SGI BROCHURE (5/21/2025)

Regulatory assets under management

Total Number of Accounts	6,923
AUM (Assets Under Management)	$ 1,921,141,101

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kelly A. Sauder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Anne Sauder's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

SUMMIT GLOBAL INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/16/2019

Series 63

Date: 11/11/2014

SIE

Date: 10/1/2018

Series 6

Date: 9/24/2014

Current Firm

SUMMIT GLOBAL INVESTMENTS, LLC

Contact information

SEC notice filing (43 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT GLOBAL INVESTMENTS, LLC

TRUST BUT VERIFY

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