Michael T. Decotis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Tyler Decotis, who also goes by Tyler Decotis, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2014. Michael had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2017 - March 24, 2020
MERCURY CAPITAL ADVISORS, LLC
February 1, 2016 - August 11, 2017
EATON VANCE MANAGEMENT
January 14, 2016 - August 11, 2017
EATON VANCE DISTRIBUTORS, INC.
December 23, 2014 - September 29, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
November 11, 2014 - September 29, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MERCURY CAPITAL ADVISORS, LLC
CRD#: 152338 / SEC#: , 8-68442
Contact information
FINRA licenses (40 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
