Frank Flores
Professional summary
Frank Flores Jr, who also goes by Frank Flores, is a registered financial professional currently at WORLD INVESTMENTS, LLC located in Garden Ridge, Texas.
Frank is registered as a RR (Registered Representative) and started their career in finance in 2023. Frank has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Flores Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2025 - Present
WORLD INVESTMENTS, LLC
Office #1: 19269 Fm 2252, Ste. 200, Garden Ridge, TX 78266April 29, 2025 - October 31, 2025
PENSIONMARK SECURITIES, LLC
March 20, 2023 - May 1, 2025
CAPITAL CLIENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2025)
Exams
Series 7TO
Date: 3/18/2023
General Securities Representative ExaminationFINRA
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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