Adrian P. Fekula
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adrian Peter Fekula was a registered financial professional .
Adrian is a previously registered financial professional and started their career in finance in 2016. Adrian had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2017 - August 10, 2018
BRASIL PLURAL SECURITIES LLC
April 5, 2017 - August 16, 2017
ENCLAVE CAPITAL LLC
January 25, 2016 - March 30, 2017
RENCAP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Current Firm
BRASIL PLURAL SECURITIES LLC
CRD#: 159384 / SEC#: , 8-68982
Contact information
FINRA licenses (8 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
