Benjamin W. Athens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Whitman Ford Athens, who also goes by Benjamin Withman F Athens, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2014. Benjamin had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2019 - January 16, 2025
AMERICANA PARTNERS, LLC
April 26, 2019 - June 30, 2023
PURSHE KAPLAN STERLING INVESTMENTS
January 30, 2015 - May 8, 2019
MORGAN STANLEY
December 17, 2014 - May 8, 2019
MORGAN STANLEY
Primary Firm SEC Registration
AMERICANA PARTNERS, LLC
CRD#: 301354 / SEC#: 801-115018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICANA PARTNERS, LLC
CRD#: 301354 / SEC#: 801-115018
Contact information
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,931 |
| AUM (Assets Under Management) | $ 6,082,612,320 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
