Tamara Tsaava
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tamara Tsaava, who also goes by Tamara Chenguelia, was a registered financial professional .
Tamara is a previously registered financial professional and started their career in finance in 2015. Tamara had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2021 - July 27, 2021
PARSONEX ADVISORY SERVICES, INC.
July 6, 2020 - December 31, 2020
PARSONEX ADVISORY SERVICES, INC.
July 6, 2020 - March 18, 2021
PARSONEX SECURITIES, INC.
April 4, 2016 - December 26, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 29, 2016 - December 26, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 31, 2015 - August 24, 2015
BOK FINANCIAL SECURITIES, INC.
Primary Firm SEC Registration
PARSONEX ADVISORY SERVICES, INC.
CRD#: 160275 / SEC#: 801-74543
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARSONEX ADVISORY SERVICES, INC.
CRD#: 160275 / SEC#: 801-74543
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 609 |
| AUM (Assets Under Management) | $ 174,840,469 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
