Nicholas A. Covyeau
Professional summary
Nicholas Anthony Covyeau, CFP®, who also goes by Nick A Covyeau, is a registered financial advisor currently at SWELL FINANCIAL located in Costa Mesa, California.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Nicholas has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Core Areas of Focus
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Anthony Covyeau's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
November 22, 2021 - Present
SWELL FINANCIAL
May 30, 2019 - November 19, 2021
K2 FINANCIAL INC.
October 3, 2017 - October 4, 2019
LEGEND ADVISORY, LLC
October 3, 2017 - November 8, 2021
LINCOLN INVESTMENT
September 26, 2017 - November 8, 2021
LINCOLN INVESTMENT
February 19, 2016 - November 2, 2016
USAA FINANCIAL PLANNING SERVICES
December 17, 2015 - November 2, 2016
USAA FINANCIAL ADVISORS, INC.
October 13, 2014 - November 24, 2015
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/22/2021)
(3/23/2022)
Exams
Current Firm
SWELL FINANCIAL
CRD#: 317029 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 42 |
| AUM (Assets Under Management) | $ 27,923,397 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
