Dustin A. Downie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dustin Aaron Downie was a registered financial professional .
Dustin is a previously registered financial professional and started their career in finance in 2014. Dustin had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2018 - September 10, 2021
SECU BROKERAGE SERVICES
June 18, 2018 - September 10, 2021
CREDIT UNION INVESTMENT SERVICES
December 15, 2015 - September 30, 2016
FIRST COMMAND ADVISORY SERVICES
March 24, 2015 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
October 31, 2014 - September 30, 2016
FIRST COMMAND BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECU BROKERAGE SERVICES
CRD#: 19899 / SEC#: , 8-37927
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDIT UNION INVESTMENT SERVICES | OWNER | 144871 |
| APPLEQUIST, JAMMISON ANDREW | DIRECTOR | 4790400 |
| BRADY, LEIGH WALSTON | DIRECTOR | 6258342 |
| CARTER, TENESHA THOMPSON | PRESIDENT/CEO | 5200270 |
| CHALK, GRAHAM LEE | DIRECTOR | 7740745 |
| HAMILTON, MATTHEW ALLEN | COO | 4566788 |
| HAMRICK, JENNIFER BRYAN | DIRECTOR | |
| JENKINS, LESLIE ANNA | DIRECTOR | 8168266 |
| SIMMS, PETER BOYETTE | CCO | 6377097 |
| SPIVEY, REX ALAN | CFO | 6675458 |
| WADDELL, STACEY JUNE | DIRECTOR | 5526230 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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