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CG

Carlos A. Garcia

FINHABITS ADVISORS
NEW YORK, NY 10014
Some features on this profile are disabled
CRD#: 6395409
CG

Professional summary

Carlos Armando Garcia is a registered financial advisor currently at FINHABITS ADVISORS, LLC located in New York, New York.

Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Carlos has worked at 1 firm and has passed the Series 65 and Series 3 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Armando Garcia's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 6, 2016 - Present

FINHABITS ADVISORS, LLC

Office #1: 413 W 14th Street Suite 200, New York, NY 10014
RIA
CRD#: 210522
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FINHABITS ADVISORS, LLC
FINHABITS ADVISORS, LLC | FINHABITS INC.

CRD#: 210522 / SEC#: 801-104472

RIA
Registered Investment Advisory firm - (8/10/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/6/2016)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/16/2015
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 3
Date: 2/23/2013
National Commodity Futures Examination

Current Firm

FA
FINHABITS ADVISORS, LLC
FINHABITS ADVISORS, LLC | FINHABITS INC.

CRD#: 210522 / SEC#: 801-104472

RIA
Registered Investment Advisory firm - (8/10/2015 Approved)
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Contact information

Main Address
413 W 14th Street Suite 200, New York, NY 10014
Mailing Address
Phone number
(212) 596-7292
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FINHABITS ADVISORS LLC FORM ADV PART 2AB (9/15/2025)

Regulatory assets under management

Total Number of Accounts36,714
AUM (Assets Under Management)$ 96,059,702

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINHABITS ADVISORS, LLC

CRD#: 210522New York, NY 10014

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