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Scott Frederick Dittmer

DRAWBRIDGE CAPITAL
TULSA, OK
·CRD# 6395348·12 years experience

Professional Summary

Scott Frederick Dittmer is a registered financial advisor currently at DRAWBRIDGE CAPITAL located in Tulsa, Oklahoma and LPL FINANCIAL LLC located in Tulsa, Oklahoma. Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Scott has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

DRAWBRIDGE CAPITAL·CRD# 128636
RIA
7134 S.yale Ave Ste 700, Tulsa, OK 74136
December 7, 2023 - Present
LPL FINANCIAL LLC·CRD# 6413
RIA
BD
7134 S. Yale Ave, Ste 700, Tulsa, OK 74136
December 5, 2023 - Present
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
RIA
Tulsa, OK
January 29, 2015 - December 4, 2023
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
BD
Tulsa, OK
November 18, 2014 - December 4, 2023

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Current Firm

DC
DRAWBRIDGE CAPITAL

DRAWBRIDGE ASSET MANAGEMENT | REGENT FINANCIAL SERVICES, INC. | REGENT FINANCIAL SERVICES | DRAWBRIDGE CAPITAL, LLC | DRAWBRIDGE CAPITAL

CRD#: 128636 / SEC#: 801-115050
RIA
Registered Investment Advisory firm - SEC (4/22/2019 Approved)
Arkansas
Registered Investment Advisory firm - Arkansas (5/24/2019 Terminated)
California
Registered Investment Advisory firm - California (6/24/2019 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (5/28/2019 Terminated)
Florida
Registered Investment Advisory firm - Florida (5/24/2019 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (4/24/2019 Terminated)
Texas
Registered Investment Advisory firm - Texas (5/24/2019 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (5/28/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

7134 S.yale Ave Ste 700, Tulsa, OK 74136

Phone Number

(918) 493-4190

# of Employees

10

SEC notice filing (8 States and Territories)

Registered to provide investment advisory services in 8 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2B - SCOTT DITTMER (7/1/2026)

Regulatory Assets Under Management

Total Number of Accounts

979

AUM (Assets Under Management)

$224,592,580

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 11/2023 - Regent Financial Services, Inc. / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 03/01/2024 - Drawbridge Capital LLC - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 12/1/2023 - 40 Hours Per Month - I provide investment advisory services through Drawbridge Capital LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 07/13/2026 - Regent Financial Services Insurance Agency - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/06/2026 - 5 hours per month/ during trading

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DC
DRAWBRIDGE CAPITAL

DRAWBRIDGE ASSET MANAGEMENT | REGENT FINANCIAL SERVICES, INC. | REGENT FINANCIAL SERVICES | DRAWBRIDGE CAPITAL, LLC | DRAWBRIDGE CAPITAL

CRD#: 128636 / SEC#: 801-115050
RIA
Registered Investment Advisory firm - SEC (4/22/2019 Approved)
Arkansas
Registered Investment Advisory firm - Arkansas (5/24/2019 Terminated)
California
Registered Investment Advisory firm - California (6/24/2019 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (5/28/2019 Terminated)
Florida
Registered Investment Advisory firm - Florida (5/24/2019 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (4/24/2019 Terminated)
Texas
Registered Investment Advisory firm - Texas (5/24/2019 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (5/28/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(1/5/2026)
RR
Missouri
(1/5/2026)
RR
Oklahoma
(12/5/2023)
IAR
Oklahoma
(12/7/2023)
RR
Texas
(1/28/2025)
IAR
Texas
(4/22/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2015About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2014About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Scott Frederick Dittmer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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