AC
Alison C. Cogan
MRA ADVISORY GROUP
PARSIPPANY, NJ 07054
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CRD#: 6395327
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Professional summary
Alison C Cogan, who also goes by Alison Carey Tripp, is a registered financial advisor currently at MRA ADVISORY GROUP located in Parsippany, New Jersey.
Alison is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Alison has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alison Carey Tripp
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) CoganWorks; Non-investment related; Tax Preparation (CPA); Parsippany, NJ 07054; Started January 2001; Owner; CPA/Public accounting; 40 hours/month; 35 hours/month during trading. (2) Name: Alison Cogan; Position: Treasurer; Firm: Parsippany United Methodist Church; Investment related: No; Location: 903 S Beverwyck Rd Parsippany NJ 07054;Description of the business: Church; Business Started: 2019-12-02; During outside trading hours: 10 hour. This employee activity was allowed on 11/28/2019 by Marco Lima (3) Member; Parsippany-Troy Hills Board of Education; Is the business investment related: No; Location of the business: 292 Parsippany Rd Parsippany NJ 07054 USA; Description of the business: Not a business.; Responsibilities Duties: Facilitate the public meetings and speak on behalf of the Board of Education.; Start date with business: 2023-07-27; Hours per month devoted to business during trading hours: 4; Hours per month devoted to business outside trading hours: 40; Percentage of total yearly compensation expected to be derived from the business: 0; (4) Treasurer: Parsippany Education Foundation; Investment Related: No; Location of the business: Parsippany, New Jersey 07054 USA; Description of the business: Not a business.; Responsibilities Duties: Duties: Bookkeeping, making deposits, writing checks, creating monthly report for advisory board Start Date: 2024-08-05 Hours per month devoted to business during trade hours: 0 Hours per month devoted to business outside trading hours: 5 Percentage of year compensation expected to be derived from the business: 0-Volunteer (5) Treasurer: League of Women Voters of Morristown Area; Investment Related: No; Location of the business: Convent Station, NJ 07961 USA; Description of the business: Not a business.; Responsibilities Duties: Bookkeeping, writing checks, creating monthly report for advisory board Start Date: 2024-07-01 Hours per month devoted to business during trade hours: 0 Hours per month devoted to business outside trading hours: 10 Percentage of year compensation expected to be derived from the business: 0-Volunteer
CRS (Client Relationship Summary) - RIA
Click below to view Alison C Cogan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2017 - Present
MRA ADVISORY GROUP
Office #1: 14 Walsh Drive Suite 302, Parsippany, NJ 07054RIA
CRD#: 287933
PARSIPPANY, NJ
Past
May 31, 2017 - December 19, 2017
SGMA CAPITAL MARKETS LIMITED
BD
CRD#: 135327
PARSIPPANY, NJ
Past
November 16, 2015 - June 2, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
PARSIPPANY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MRA ADVISORY GROUP
MORRIS RETIREMENT ADVISORS, LLC | MRA ADVISORY GROUP
CRD#: 287933 / SEC#: 801-110363
RIA
Registered Investment Advisory firm - (5/16/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(6/22/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MA
MRA ADVISORY GROUP
MORRIS RETIREMENT ADVISORS, LLC | MRA ADVISORY GROUP
CRD#: 287933 / SEC#: 801-110363
RIA
Registered Investment Advisory firm - (5/16/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
14 Walsh Drive Suite 302, Parsippany, NJ 07054
Mailing Address
Phone number
(844) 672-7623
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 401 |
| AUM (Assets Under Management) | $ 293,619,805 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
