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Harry C. Deforest

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CRD#: 63951
HD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harry Clinton Deforest was a registered financial professional .

Harry is a previously registered financial professional and started their career in finance in 1970. Harry had worked at 12 firms and has passed the Series 63, Series 1 and Series 00 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 5, 2003 - December 1, 2003

FEDERAL STREET INVESTMENTS, INC.

BD
CRD#: 104290
BEVERLY, MA
Past

June 7, 2002 - November 4, 2002

WORLD CAPITAL BROKERAGE, INC.

BD
CRD#: 37
DENVER, CO
Past

November 22, 1995 - June 14, 2002

STANDARD INVESTMENT CHARTERED INCORPORATED

BD
CRD#: 23505
NEWPORT BEACH, CA
Past

June 27, 1995 - November 1, 1995

CAMDEN FINANCIAL SERVICES

BD
CRD#: 19925
KELLER, TX
Past

July 8, 1988 - May 25, 1994

CORPORATE BENEFIT SECURITIES, INC.

BD
CRD#: 13975
MISSION VIEJO, CA
Past

November 19, 1986 - July 9, 1988

GETTINS FINANCIAL GROUP, INC.

BD
CRD#: 10860
Past

February 27, 1976 - February 12, 1986

JUDY & ROBINSON SECURITIES, INC

BD
CRD#: 2378
Past

March 22, 1973 - April 19, 1985

ILG SECURITIES CORPORATION

BD
CRD#: 422
Past

February 13, 1972 - April 8, 1976

INVESTMENT PROGRAMS INC.

BD
CRD#: 1000006
Past

March 10, 1971 - March 6, 1973

JAMES G. FREEMAN & ASSOCIATES, INC.

BD
CRD#: 5457
Past

December 11, 1970 - February 21, 1973

M. H. DECKARD & CO., INC.

BD
CRD#: 539
Past

January 1, 1970 - January 14, 1971

PORTSMOUTH SQUARE EQUITY CORP

BD
CRD#: 1000002

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/22/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 1
Date: 5/8/1967
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 00
Date: 8/17/1972
General Securities Principal Examination

Current Firm

FS
FEDERAL STREET INVESTMENTS, INC.
FEDERAL STREET INVESTMENTS, INC. | FEDERAT STREET INVESTMENTS, INC.

CRD#: 104290 / SEC#: , 8-52752

BD
Terminated by SEC on 04/13/2004
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Contact information

Main Address
Mailing Address
Phone number
Established
Massachusetts since 05/10/2000
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BLUNDELL, ROGER JAMESCEO2228388
ROSSIGNOL, DAVID JOHNCOO2231527
FARRIS, ANNE FLEMINGFINOP

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FEDERAL STREET INVESTMENTS, INC.

CRD#: 104290

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