RF
Robert J. Fenili
NORTHWEST QUADRANT WEALTH MANAGEMENT
Bend, OR 97702
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CRD#: 6394941
RF
Professional summary
Robert Josh Fenili, who also goes by Josh Josh Fenili, is a registered financial advisor currently at NORTHWEST QUADRANT WEALTH MANAGEMENT located in Bend, Oregon.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Robert has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh Josh Fenili
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/11/2014: Northwest Quadrant Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%.
2. 9/14/2015 - Northwest Quadrant, LLC - DBA: (Hybrid) Northwest Quadrant Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/01/2014 - 200 Hours Per Month/130 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Northwest Quadrant, LLC, an independent investment advisor firm. I started this business activity in 11/2014. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
3. 09/25/2019 - Northwest Quadrant LLC - DBA:(Hybrid) NORTHWEST QUADRANT WEALTH MANAGEMENT - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start date:11/01/2014 - 200 hrs/mo - 130 hrs during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Josh Fenili's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 27, 2014 - Present
NORTHWEST QUADRANT WEALTH MANAGEMENT
Office #1: 650 Sw Bond St. Suite 250, Bend, OR 97702RIA
CRD#: 158455
Bend, OR
Past
February 28, 2015 - June 3, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
EUGENE, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NQ
NORTHWEST QUADRANT WEALTH MANAGEMENT
NORTHWEST QUADRANT WEALTH MANAGEMENT | NORTHWEST QUADRANT, LLC
CRD#: 158455 / SEC#: 801-72636
RIA
Registered Investment Advisory firm - (8/18/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(10/27/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NQ
NORTHWEST QUADRANT WEALTH MANAGEMENT
NORTHWEST QUADRANT WEALTH MANAGEMENT | NORTHWEST QUADRANT, LLC
CRD#: 158455 / SEC#: 801-72636
RIA
Registered Investment Advisory firm - (8/18/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
650 Sw Bond St. Suite 250, Bend, OR 97702
Mailing Address
Phone number
(541) 388-9888
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,741 |
| AUM (Assets Under Management) | $ 533,960,987 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
