AS
Andrew W. Shibley
AFTON ADVISORS
Portage, MI
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CRD#: 6394935
AS
Professional summary
Andrew Williamson Shibley, AIF®, who also goes by Andrew W Shibley, is a registered financial advisor currently at AFTON ADVISORS, LLC located in Portage, Michigan.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Andrew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew W Shibley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Access Team Address: Corporate Centre 5, Franklin, TN, 37067, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: Yes Start Date: 12/09/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: This is the name of the team I work on at SageSpring Wealth Partners. It is a "DBA". I act as a financial advisor for this team. (2)Name of Business: Insurance sales other than with RJIG Address: Corporate Centre 5 801 Crescent Centre Dr Ste 600, Franklin, TN, 37067, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/12/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: From time to time, clients will purchase insurance products from me in the course of my financial advising practice. (3)Name of Business: SageSpring Wealth Partners Address: Corporate Centre 5, Franklin, TN, 37067, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 11/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: I am a financial advisor for RJFS. I handle client accounts.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Williamson Shibley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 5, 2024 - Present
AFTON ADVISORS, LLC
RIA
CRD#: 300884
Portage, MI
Past
August 30, 2019 - November 28, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
FRANKLIN, TN
Past
August 28, 2019 - December 12, 2023
SAGESPRING WEALTH PARTNERS
RIA
CRD#: 283515
FRANKLIN, TN
Past
May 15, 2019 - September 4, 2019
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
BRENTWOOD, TN
Past
September 12, 2018 - September 4, 2019
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
BRENTWOOD, TN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(2/9/2024)
IAR
Tennessee(2/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AFTON ADVISORS, LLC
AFTON ADVISORS, LLC
CRD#: 300884 / SEC#:
Georgia
Registered Investment Advisory firm - (9/11/2023 Approved)Michigan
Registered Investment Advisory firm - (2/9/2024 Approved)Tennessee
Registered Investment Advisory firm - (5/15/2019 Approved)Texas
Registered Investment Advisory firm - (8/3/2021 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Brentwood, TN
Mailing Address
Phone number
(615) 482-1599
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 154 |
| AUM (Assets Under Management) | $ 58,139,235 |
Red Flags
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