Andrew W. Shibley

AFTON ADVISORS

Portage, MI

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CRD#: 6394935

Professional summary

Andrew Williamson Shibley, AIF®, who also goes by Andrew W Shibley, is a registered financial advisor currently at AFTON ADVISORS, LLC located in Portage, Michigan.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Andrew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew W Shibley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Williamson Shibley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

February 5, 2024 - Present

AFTON ADVISORS, LLC

RIA

CRD#: 300884

Portage, MI

Past

August 30, 2019 - November 28, 2023

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

FRANKLIN, TN

Past

August 28, 2019 - December 12, 2023

SAGESPRING WEALTH PARTNERS

RIA

CRD#: 283515

FRANKLIN, TN

Past

May 15, 2019 - September 4, 2019

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

BRENTWOOD, TN

Past

September 12, 2018 - September 4, 2019

PARK AVENUE SECURITIES LLC

CRD#: 46173

BRENTWOOD, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(2/9/2024)

IAR

Tennessee
(2/5/2024)

IAR

Texas
(3/12/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/22/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/12/2018

General Securities Representative Examination

Current Firm

AFTON ADVISORS, LLC

CRD#: 300884 / SEC#: 801-135419

Georgia

Registered Investment Advisory firm - (9/11/2023 Approved)

Michigan

Registered Investment Advisory firm - (2/9/2024 Approved)

Tennessee

Registered Investment Advisory firm - (5/15/2019 Approved)

Texas

Registered Investment Advisory firm - (8/3/2021 Conditional Restricted)

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Contact information

Main Address

Brentwood, TN

Mailing Address

Phone number

(615) 482-1599

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (1/27/2026)

Regulatory assets under management

Total Number of Accounts	336
AUM (Assets Under Management)	$ 109,338,019

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew W. Shibley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Williamson Shibley's CRS (Customer Relationship Summary).

Certified licenses

Experience

AFTON ADVISORS, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

SAGESPRING WEALTH PARTNERS

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/22/2019

SIE

Date: 10/1/2018

Series 7

Date: 9/12/2018

Current Firm

AFTON ADVISORS, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AFTON ADVISORS, LLC

TRUST BUT VERIFY

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