Carl D. Aschenbrenner

SCHWAB WEALTH ADVISORY

Bellevue, WA 98004

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CRD#: 6394890

Professional summary

Carl David Aschenbrenner, CFA is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Bellevue, Washington.

Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Carl has worked at 5 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) The Richard Aschenbrenner Separate Property Irrevocable Trust Dated 12/31/2020 | Investment Related:Yes|Financial Services|Co-trustee|12/31/2020|Less than 20|0|Trust administration, collaborating with accountant to prepare and review tax return, making tax payments, calculating distributions, corresponding with the IRS as necessary. Choosing investments and handling the trading of them., 2) The Karen Aschenbrenner Separate Property Irrevocable Trust Dated 12/31/2020 | Investment Related:Yes|Financial Services|Co-trustee|12/31/2020|Less than 20|0|Trust administration, collaborating with accountant to prepare and review tax return, making tax payments, calculating distributions, corresponding with the IRS as necessary. Choosing investments and handling the trading of them.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl David Aschenbrenner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

September 4, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 11100 Ne 8th St. Suite#250, Bellevue, WA 98004

RIA

CRD#: 159035

Bellevue, WA

Past

March 13, 2024 - July 1, 2025

FISHER INVESTMENTS

RIA

CRD#: 107342

Camas, WA

Past

April 9, 2021 - September 22, 2023

WHALEN FINANCIAL

RIA

CRD#: 311869

LAS VEGAS, NV

Past

April 15, 2015 - June 11, 2021

HCR WEALTH ADVISORS

RIA

CRD#: 108676

LOS ANGELES, CA

Past

September 9, 2014 - March 16, 2015

COMPOSITION WEALTH, LLC

RIA

CRD#: 143483

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(9/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/11/2025

Securities Industry Essentials Examination

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carl D. Aschenbrenner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl David Aschenbrenner's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHWAB WEALTH ADVISORY, INC.

FISHER INVESTMENTS

WHALEN FINANCIAL

HCR WEALTH ADVISORS

COMPOSITION WEALTH, LLC

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/2014

SIE

Date: 10/11/2025

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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