Scott J. Lin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott J Lin, who also goes by Scott Lin, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2014. Scott had worked at 4 firms and has passed the Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2018 - March 8, 2021
IMC FINANCIAL MARKETS
March 27, 2015 - June 8, 2017
SUSQUEHANNA SECURITIES, LLC
October 20, 2014 - March 27, 2015
G1 EXECUTION SERVICES, LLC
October 10, 2014 - October 20, 2014
SAL EQUITY TRADING, GP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/5/2014
Limited Representative-Equity Trader ExamCurrent Firm
IMC FINANCIAL MARKETS
CRD#: 104143 / SEC#: , 8-52600
Contact information
Documents
Disclosures
| Regulatory Event | 35 |
Red Flags
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