Dakota Diggs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dakota Diggs, who also goes by Dakota Thomsen-diggs, was a registered financial professional .
Dakota is a previously registered financial professional and started their career in finance in 2014. Dakota had worked at 5 firms and has passed the SIE, Series 57, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2025 - May 7, 2025
WALLEYE TRADING LLC
August 15, 2018 - July 20, 2023
BLUEFIN CAPITAL MANAGEMENT, LLC
March 26, 2015 - April 15, 2015
SUSQUEHANNA INVESTMENT GROUP
December 19, 2014 - April 15, 2015
SUSQUEHANNA SECURITIES, LLC
October 17, 2014 - March 26, 2015
SAL EQUITY TRADING, GP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/21/2014
Limited Representative-Equity Trader ExamCurrent Firm
WALLEYE TRADING LLC
CRD#: 136196 / SEC#: , 8-66988
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
