Tassie S. Medlin
EMPIRICAL WEALTH MANAGEMENT
Bellevue, WA 98004
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CRD#: 6394002
Professional summary
Tassie Sonya Medlin, CFP® is a registered financial advisor currently at EMPIRICAL WEALTH MANAGEMENT located in Bellevue, Washington.
Tassie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Tassie has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of other business: Empirical Insurance, LLC. Is business investment-related: Yes. Address of other business: 1420 Fifth Ave., Suite 3150, Seattle, WA 98101. Nature of other business: Insurance planning services. Position/title/relationship: Affiliated Insurance Producer. Start date of relationship: 02/2020. Approximate number of hours/month devoted to other business: 2 hour. Number of hours devoted to the other business during securities trading hours: 2 hour. Duties related to other business: Recommend insurance products designed to address the life, disability, and long-term care insurance needs of clients.
CRS (Client Relationship Summary) - RIA
Click below to view Tassie Sonya Medlin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
February 12, 2020 - Present
EMPIRICAL WEALTH MANAGEMENT
Office #1: 11100 Ne 8th Street Suite 820, Bellevue, WA 98004RIA
CRD#: 152622
Bellevue, WA
Past
July 20, 2018 - December 23, 2019
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
CRD#: 20804
BOTHELL, WA
Past
July 20, 2018 - December 23, 2019
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
BOTHELL, WA
Past
December 12, 2014 - July 20, 2018
KMS FINANCIAL SERVICES, INC.
RIA
CRD#: 3866
BOTHELL, WA
Past
December 3, 2014 - July 20, 2018
KMS FINANCIAL SERVICES, INC.
BD
CRD#: 3866
BOTHELL, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EMPIRICAL WEALTH MANAGEMENT
EMPIRICAL FINANCIAL SERVICES, LLC | EMPIRICAL WEALTH MANAGEMENT
CRD#: 152622 / SEC#: 801-72168
RIA
Registered Investment Advisory firm - (2/23/2011 Approved)Arizona
Registered Investment Advisory firm - (2/23/2011 Terminated)California
Registered Investment Advisory firm - (2/25/2011 Terminated)Texas
Registered Investment Advisory firm - (2/23/2011 Terminated)Washington
Registered Investment Advisory firm - (2/23/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/6/2021)
IAR
Washington(2/12/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
EW
EMPIRICAL WEALTH MANAGEMENT
EMPIRICAL FINANCIAL SERVICES, LLC | EMPIRICAL WEALTH MANAGEMENT
CRD#: 152622 / SEC#: 801-72168
RIA
Registered Investment Advisory firm - (2/23/2011 Approved)Arizona
Registered Investment Advisory firm - (2/23/2011 Terminated)California
Registered Investment Advisory firm - (2/25/2011 Terminated)Texas
Registered Investment Advisory firm - (2/23/2011 Terminated)Washington
Registered Investment Advisory firm - (2/23/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1420 5th Ave Suite 3150, Seattle, WA 98101
Mailing Address
Phone number
(206) 923-3474
Established
Firm type
Fiscal year end
# of Employees
94
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,402 |
| AUM (Assets Under Management) | $ 6,701,226,120 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
