SF
Sherwood C. Forman
LIFESPAN FINANCIAL STRATEGIES
Weston, FL 33326
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CRD#: 6393632
SF
Professional summary
Sherwood Charles Forman, AIF®, who also goes by Sherwood Forman, is a registered financial advisor currently at LIFESPAN FINANCIAL STRATEGIES, INC. located in Weston, Florida.
Sherwood is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Sherwood has worked at 2 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sherwood Forman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Start Date: 02/15/2019 - no business name - Non-Variable Insurance - investment related - at reported business location - sell non-variable insurance in State of Florida. 1% time spent.
CRS (Client Relationship Summary) - RIA
Click below to view Sherwood Charles Forman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 14, 2018 - Present
LIFESPAN FINANCIAL STRATEGIES, INC.
Office #1: 1655 North Commerce Parkway Suite 203, Weston, FL 33326RIA
CRD#: 119800
Weston, FL
Past
November 8, 2017 - December 15, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
WESTON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LIFESPAN FINANCIAL STRATEGIES, INC.
LIFESPAN FINANCIAL STRATEGIES, INC.
CRD#: 119800 / SEC#: 801-128580
RIA
Registered Investment Advisory firm - (8/16/2023 Approved)Florida
Registered Investment Advisory firm - (6/7/2024 Terminated)Georgia
Registered Investment Advisory firm - (9/3/2024 Terminated)North Carolina
Registered Investment Advisory firm - (8/26/2024 Terminated)Tennessee
Registered Investment Advisory firm - (8/26/2024 Terminated)Texas
Registered Investment Advisory firm - (8/23/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/14/2018)
IAR
North Carolina(10/19/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LF
LIFESPAN FINANCIAL STRATEGIES, INC.
LIFESPAN FINANCIAL STRATEGIES, INC.
CRD#: 119800 / SEC#: 801-128580
RIA
Registered Investment Advisory firm - (8/16/2023 Approved)Florida
Registered Investment Advisory firm - (6/7/2024 Terminated)Georgia
Registered Investment Advisory firm - (9/3/2024 Terminated)North Carolina
Registered Investment Advisory firm - (8/26/2024 Terminated)Tennessee
Registered Investment Advisory firm - (8/26/2024 Terminated)Texas
Registered Investment Advisory firm - (8/23/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1655 North Commerce Parkway Suite 203, Weston, FL 33326
Mailing Address
304 Indian Trace, Suite 264, Weston, FL 33326
Phone number
(954) 385-7812
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,061 |
| AUM (Assets Under Management) | $ 304,768,048 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LIFESPAN FINANCIAL STRATEGIES, INC.
CRD#: 119800Weston, FL 33326TRUST BUT VERIFY
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