TH
Tim T. Hoang
Some features on this profile are disabled
CRD#: 6393450
TH
Tim Tinton Hoang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tim Tinton Hoang, who also goes by Tim T Hoang, Tin T Hoang, was a registered financial professional .
Tim is a previously registered financial professional and started their career in finance in 2016. Tim had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Aliases
Tim T Hoang | Tin T Hoang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Dentalplans.com~'NIR'~8100 S.W. 10th Street Suite #2000, , FL~Plantation~FL~33324~Insurance Agent~Independent Contractor~10/6/2016~11hrs~11hrs~Helping beneficiaries to choose/enroll into a suitable Health plan.|Ameritas Dental Network~'NIR'~10901 Red Circle Drive, MN~Minnetonka~MN~55343~Insurance Agent~Independent Contractor~11/28/2017~11hrs~11hrs~Helping beneficiaries to choose/enroll into a suitable Health plan based upon their needs.|CVS SilverScript Insurance Company~'NIR'~445 Great Circle Rd~Nashville~TN~37228~Insurance Agent~Independent Contractor~1/9/2017~11hrs~11hrs~Helping new Medicare beneficiaries to understand their options and enrolling in a suitable Health plan. Review current Medicare beneficiaries' existing plan and help them enroll into a better Health plan if it's necessary|LegalShield & IDShield~'NIR'~One Pre-Paid Way~Ada~OK~74820~Insurance Agent~Independent Contractor~10/21/2016~11hrs~11hrs~Educating beneficiaries to get Identity and legal protections as well as professional law firms help in their essential legal setup/documents with great saving and confident.|HD Vest Insurance Agency, LLC~'IR'~6333 North State Highway 161, 4th Floor~Irving~TX~75038~Equity Indexed Annuity~Agent~5/25/2018~40hrs~40hrs~I may have the ability to sell any, or all of the following products: variable annuities, fixed annuities, any/all types of index annuities, variable insurance (e.g. VUL/VIL).|GENEVA World Wide Inc. Interpretation Service~'NIR'~256 W 38th Street- 10th Floor~New York~NY~10018~Other~Independent Contractor~4/27/2017~24hrs~24hrs~I help non-English-speaking patients to fill out medical forms and to communicate with their doctors. Interpreter for foreign students at school and testing site.|Natural Languages, LLC~'NIR'~924 Bergen Ave #286~Jersey City~NJ~07306~Other~Independent Contractor~7/7/2017~24hrs~24hrs~I help non-English-speaking patients to fill out medical forms and to communicate with their doctors. Interpreter for foreign students at school and testing site.|AgeWell New York Health Plans~'NIR'~1991 Marcus Avenue, Suite M201~Lake Success~NY~11042~Insurance Agent~Independent Contractor~10/10/2016~11hrs~11hrs~Helping new beneficiaries to understand their options and enrolling in a suitable Health plan. Helping beneficiaries review their existing plan and enroll them into a better Health plan when possible.|The New York State Catholic Health Plan, Inc.~'NIR'~95-25 Queens Boulevard~Rego Park~NY~11374~Insurance Agent~Independent Contractor~11/21/2017~11hrs~11hrs~Helping new Medicare beneficiaries to understand their options and enrolling in a suitable Health plan. Review current medicare beneficiaries' existing plan and help them enroll into a better Health plan if it's necessary.|UnitedHealthcare~'NIR'~1 Pennsylvania Plaza #8~New York~NY~10119~Insurance Agent~Independent Contractor~10/5/2016~11hrs~11hrs~Helping new Medicare beneficiaries to understand their options and enrolling in a suitable Health plan. Review current Medicare beneficiaries' existing plan and help them enroll into a better Health plan if it's necessary.|
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
September 2, 2021 - December 16, 2022
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Hicksville, NY
Past
June 21, 2018 - December 16, 2022
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Hicksville, NY
Past
March 29, 2016 - July 6, 2016
NYLIFE SECURITIES LLC
BD
CRD#: 5167
MELVILLE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AA
AVANTAX ADVISORY SERVICES
1ST GLOBAL ADVISORY SERVICES | HD VEST ADVISORY SERVICES | H.D. VEST ADVISORY SERVICES, INC | AVANTAX WEALTH MANAGEMENT | AVANTAX ADVISORY SERVICES, INC. | AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Loading...
Contact information
Main Address
3200 Olympus Blvd Suite 100, Dallas, TX 75019
Mailing Address
Phone number
(972) 870-6000
Established
Firm type
Fiscal year end
# of Employees
2,278
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
