JC
Jonathan A. Cook
THRIVENT INVESTMENT MANAGEMENT
Ridgeland, MS 39157
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CRD#: 6393406
JC
Professional summary
Jonathan Andrew Cook, who also goes by Andy Cook, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Ridgeland, Mississippi.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Jonathan has worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andy Cook
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GLORY TO HIM CHURCH POSITION: Connect leader NATURE: Help to integrate new members and visitors with our church. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2019 ADDRESS: 6193 Andrews Ave, Ozark AL 36360, United States DESCRIPTION: I oversee the process of connecting new members to our church with different departments for serving. I also help to incorporate new members into small groups, and oversee our Welcome Center, where church information is made available and our Pastors meet newcomers. ARITON TOWN COUNCIL POSITION: Council member NATURE: To serve as a council member on the town council. Ariton, AL is the town in which I reside. According to the 2010 U.S. Census, Ariton's population is 772 people. My duties (if elected) will be to serve as a council member to the people and work with the mayor and council on matters relating to the town. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2020 ADDRESS: 224 East Main Street, Ariton AL 36311, United States DESCRIPTION: serve as council member, make decisions pertaining to the governing of the town, meet once per month to discuss and vote on town matters OZARK HERITAGE ASSOCIATION POSITION: Boardmember NATURE: The Ozark Heritage Association (OHA) was organized shortly after the city purchased the historic house by concerned private citizens in order to assist the City of Ozark in planning and executing restoration of the Holman House. The mission of the OHA includes maintaining the home which serves as a focal point for displaying the history of Ozark, Dale County and Fort Rucker. The Holman House also serves as a place for civic and social functions. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/12/2021 ADDRESS: 285 Broad Street, Ozark AL 36360, United States DESCRIPTION: Meet locally once a month to discuss the management and preservation of the historic house. MISSISSIPPI ARMY NATIONAL GUARD POSITION: Member NATURE: Military INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 05/20/2024 ADDRESS: Building 5911, Andrews Avenue, Fort Novosel AL 36362, United States DESCRIPTION: I will be on a temporary assignment of active duty in the local area. ARITON, AL POSITION: Running for Town Mayor NATURE: Town of Ariton INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2025 ADDRESS: 6 Atlantic Street, Ariton AL 36311, United States DESCRIPTION: Serve as Mayor of the Town of Ariton. Population 662 residents. I would meet with the Town Council once per month to discuss the matters of the Town.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Andrew Cook's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Andrew Cook's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 21, 2021 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 571 Highway 51, Ridgeland, MS 39157RIA
BD
CRD#: 18387
Ridgeland, MS
Current
November 11, 2014 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 571 Highway 51, Ridgeland, MS 39157RIA
BD
CRD#: 18387
Ridgeland, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/9/2014)
IAR
Alabama(5/21/2021)
RR
Florida(8/3/2015)
RR
Georgia(11/5/2019)
RR
Louisiana(3/11/2021)
RR
Mississippi(1/8/2015)
IAR
Mississippi(7/2/2025)
RR
Virginia(10/27/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Ridgeland, MS 39157TRUST BUT VERIFY
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