Claire J. Alexander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Claire Johnson Alexander, who also goes by Jessica Claire Johnson, was a registered financial professional .
Claire is a previously registered financial professional and started their career in finance in 2016. Claire had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2024 - June 15, 2026
CRUX WEALTH ADVISORS
July 12, 2016 - August 2, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
April 20, 2016 - August 2, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CRUX WEALTH ADVISORS
CRD#: 330731 / SEC#: 801-130283
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CRUX WEALTH ADVISORS
CRD#: 330731 / SEC#: 801-130283
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,466 |
| AUM (Assets Under Management) | $ 410,242,734 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
