Mathew D. Nesbitt
Professional summary
Mathew David Nesbitt, who also goes by Mathew Nesbitt, is a registered financial professional currently at STANCORP EQUITIES, INC. located in Portland, Oregon.
Mathew is registered as a RR (Registered Representative) and started their career in finance in 2016. Mathew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mathew David Nesbitt's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2024 - Present
STANCORP EQUITIES, INC.
Office #1: 1100 Sw 6th Avenue, Portland, OR 97204October 25, 2016 - January 11, 2024
JOHN HANCOCK DISTRIBUTORS LLC
March 24, 2016 - October 13, 2016
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
March 23, 2016 - October 13, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/1/2024)
Exams
FINRA
Current Firm
STANCORP EQUITIES, INC.
CRD#: 19517 / SEC#: , 8-37563
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANCORP FINANCIAL GROUP, INC. | OWNER OF STANCORP EQUITIES, INC. | |
| BURLIE, JASON MATTHEW | PRESIDENT | 4072452 |
| HUANG, JAMES PEI-YUEN | SECRETARY | 4020305 |
| LIM, CHARLES | CHIEF COMPLIANCE OFFICER | 5039063 |
| MARTIN, SHANNON MICHELLE | 2ND VICE PRESIDENT AND ASSISTANT CONTROLLER | 7616238 |
| PAGLIARULO, DAVID C | TREASURER, FINOP | 6883045 |
Red Flags
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