JJ
Jennifer R. Jones
DAVIE KAPLAN WEALTH CARE ADVISORS
ROCHESTER, NY 14618
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CRD#: 6392723
JJ
Professional summary
Jennifer R Jones is a registered financial advisor currently at DAVIE KAPLAN WEALTH CARE ADVISORS, LLC located in Rochester, New York and DKCB FINANCIAL ADVISORS, LLC located in Rochester, New York.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Jennifer has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC POSITION: REFERRING AGENT NATURE: FIN SVCS INV RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2015 ADDRESS: Rochester NY 14614, DESCRIPTION: REFER CLIENTS FOR FINANCIAL SERVICE PRODUCTS TO OUR FIRM. COORDINATE CLIENTS NEEDS WITH FINANCIAL CONSULTANTS TO DELIVER SOLUTIONS. 2) DKCB FINANCIAL ADVISORS, LLC POS: REFERRING ADVISOR NATURE FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2015 ADDRESS: Rochester NY 14614, United States; DESCRIPTION: REFER HIGH NET WORTH CLIENTS TO RIA AS APPROPRIATE 3) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (RIA) POSITION: Advisor NATURE: Financial Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: ADDRESS: 1000 First Federal Plaza, Rochester NY 14614 4) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (INSURANCE) POSITION: Advisor NATURE: Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: ADDRESS: 1000 First Federal Plaza, Spencerport NY 14614, 5) CANANDAIGUA NATIONAL BANK & TRUST POSITION: CNC Advisory Board Member NATURE: Community Branch Advisory Board member; Rochester East Main Office INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: CNB - Rochester E Main Bank, 45 East Main Street, Rochester NY 14614, United States DESCRIPTION: Attend annual meeting. 6) UR THOMPSON HEALTH AUDIT COMMITTEEPOSITION: member of the audit committee NATURE: The audit committee oversee the independent audit firm of the financial statements for the annual audit of UR Thompson Health. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/17/2020; ADDRESS: 350 Parrish St., Canandaigua NY 14424, DESCRIPTION: The committee is provided the scope of the audit to be performed by the independent audit firm and also reviews and approves the annual audit. 7) UR THOMPSON HEALTH BOARD POSITION: Board Member NATURE: Board member for the UR Thompson Hospital INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 04/01/2020 ADDRESS: 350 Parrish St, Canandaigua NY 14424, United States DESCRIPTION: Member of the Board of the Heath System. I will attend monthly meeting with updates from all committees of the Health System. 8) UR THOMPSON HEALTH FINANCE COMMITTEE POSITION: member of the finance committee NATURE: The committee provides oversight to the finance team of the Health System. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/17/2020 ADDRESS: 350 Parrish St., Cana NY 14424, DESCRIPTION: The committee is given a monthly update of the financials by the internal finance department of the Hospital and provides guidance. 9) UR THOMPSON HEALTHPOSITION: Treasurer NATURE: responsible for confirming the performance of the following processes on behalf of the Board: INVESTMENT RELATED: No; NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/02/2023; ADDRESS: 350 Parrish St., Canandaigua NY; DESCRIPTION: The Treasurer will perform such acts as are incidental to the office or are directed by the Board. The President/CEO and administrative staff of the Corporation will assist the Treasurer in the performance of these duties.
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer R Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 2021 - Present
DAVIE KAPLAN WEALTH CARE ADVISORS, LLC
Office #1: 100 Meridian Centre Blvd. Suite 200, Rochester, NY 14618RIA
CRD#: 140436
ROCHESTER, NY
Current
June 22, 2021 - Present
DKCB FINANCIAL ADVISORS, LLC
Office #1: 100 Meridian Centre Blvd. Suite 200, Rochester, NY 14618RIA
CRD#: 126493
ROCHESTER, NY
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 100 Meridian Centre Blvd Suite 200, Rochester, NY 14618RIA
CRD#: 105644
ROCHESTER, NY
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 100 Meridian Centre Blvd Suite 200, Rochester, NY 14618BD
CRD#: 13572
ROCHESTER, NY
Past
October 24, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
ROCHESTER, NY
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ROCHESTER, NY
Past
July 6, 2015 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
ROCHESTER, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Nevada(9/5/2025)
IAR
New York(6/21/2021)
RR
New York(9/5/2025)
RR
Ohio(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Utah(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Rochester, NY 14618TRUST BUT VERIFY
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