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DM

Dustin K. Moy

BAY CREST PARTNERS
New York, NY 10005
Some features on this profile are disabled
CRD#: 6392545
DM

Professional summary

Dustin K Moy, who also goes by Dustin Moy, is a registered financial professional currently at BAY CREST PARTNERS, LLC located in New York, New York.

Dustin is registered as a RR (Registered Representative) and started their career in finance in 2014. Dustin has worked at 4 firms and has passed the Series 63, Series 6TO, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Dustin Moy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dustin K Moy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 26, 2026 - Present

BAY CREST PARTNERS, LLC

Office #1: 40 Wall Street 42nd Floor, New York, NY 10005
BD
CRD#: 39944
New York, NY
Past

May 8, 2023 - January 5, 2026

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

BD
CRD#: 36155
New York, NY
Past

January 1, 2022 - May 5, 2023

CROSS POINT CAPITAL LLC

BD
CRD#: 136223
NEW YORK, NY
Past

November 3, 2014 - August 24, 2015

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/26/2026)
RR
Connecticut
(1/26/2026)
RR
Delaware
(1/26/2026)
RR
Florida
(1/26/2026)
RR
Illinois
(1/26/2026)
RR
Kansas
(1/26/2026)
RR
Massachusetts
(1/26/2026)
RR
New Jersey
(1/26/2026)
RR
New York
(1/26/2026)
RR
North Carolina
(1/26/2026)
RR
Texas
(1/26/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/28/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/26/2026
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/28/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/28/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/3/2014
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

BC
BAY CREST PARTNERS, LLC
AFC PARTNERS, LLC | BAY CREST PARTNERS, LLC

CRD#: 39944 / SEC#: , 8-48931

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Wall Street 42nd Floor, New York, NY 10005
Mailing Address
40 Wall Street 42nd Floor, New York, NY 10005
Phone number
(212) 480-1400
Established
New York since 12/20/1994
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (26 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FREEDOM HOLDING GROUP, LLCSOLE LLC MEMBER
CARBONARA, LISACCO5227955
MULLIGAN, WILLIAM PETER JR.GENERAL SECURITIES PRINCIPAL, LLC MANAGER, CEO1614209
SCHEUERMANN, JOSEPH PHILIPPFO, POO, FINOP3273673
SCHEUERMANN, JOSEPH PHILIPCOO3273673
WEISS, NICHOLAS DANIELROP2856151

Disclosures

Regulatory Event16

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BAY CREST PARTNERS, LLC

CRD#: 39944New York, NY 10005

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