RN
Rebecca S. Nichols
ABERDEEN FUND DISTRIBUTORS
New York, NY 10022
Some features on this profile are disabled
CRD#: 6392502
RN
Professional summary
Rebecca Suzanne Nichols is a registered financial professional currently at ABERDEEN FUND DISTRIBUTORS, LLC located in New York, New York.
Rebecca is registered as a RR (Registered Representative) and started their career in finance in 2014. Rebecca has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 30 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Rebecca Suzanne Nichols's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 11, 2018 - Present
ABERDEEN FUND DISTRIBUTORS, LLC
Office #1: 875 Third Ave 4th Floor, New York, NY 10022BD
CRD#: 146230
New York, NY
Past
December 18, 2014 - December 10, 2018
STANDARD LIFE INVESTMENTS SECURITIES LLC
BD
CRD#: 157233
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/16/2019)
RR
Alaska(3/16/2019)
RR
Arizona(3/16/2019)
RR
Arkansas(3/16/2019)
RR
California(3/16/2019)
RR
Colorado(3/16/2019)
RR
Connecticut(3/16/2019)
RR
Delaware(3/16/2019)
RR
District of Columbia(3/16/2019)
RR
Florida(3/16/2019)
RR
Georgia(3/16/2019)
RR
Hawaii(3/16/2019)
RR
Idaho(3/16/2019)
RR
Illinois(3/16/2019)
RR
Indiana(3/16/2019)
RR
Iowa(3/16/2019)
RR
Kansas(3/16/2019)
RR
Kentucky(3/16/2019)
RR
Louisiana(3/16/2019)
RR
Maine(3/16/2019)
RR
Maryland(3/16/2019)
RR
Massachusetts(12/11/2018)
RR
Michigan(3/16/2019)
RR
Minnesota(3/16/2019)
RR
Mississippi(3/16/2019)
RR
Missouri(3/16/2019)
RR
Montana(3/16/2019)
RR
Nevada(3/16/2019)
RR
New Hampshire(3/16/2019)
RR
New Jersey(3/16/2019)
RR
New Mexico(3/16/2019)
RR
New York(12/11/2018)
RR
North Carolina(3/16/2019)
RR
North Dakota(3/16/2019)
RR
Ohio(3/18/2019)
RR
Oklahoma(3/16/2019)
RR
Oregon(3/16/2019)
RR
Pennsylvania(3/16/2019)
RR
Rhode Island(3/16/2019)
RR
South Carolina(3/16/2019)
RR
South Dakota(3/16/2019)
RR
Tennessee(3/16/2019)
RR
Texas(3/16/2019)
RR
Utah(3/16/2019)
RR
Vermont(3/16/2019)
RR
Virginia(3/16/2019)
RR
Washington(3/16/2019)
RR
West Virginia(3/16/2019)
RR
Wisconsin(3/16/2019)
RR
Wyoming(3/16/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ABERDEEN FUND DISTRIBUTORS, LLC
ABERDEEN FUND DISTRIBUTORS, LLC
CRD#: 146230 / SEC#: , 8-67799
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1900 Market Street Suite 200, Philadelphia, PA 19103
Mailing Address
1900 Market Street Suite 200, Philadelphia, PA 19103
Phone number
(215) 405-5700
Established
Delaware since 10/31/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
