Hab M. Barton

BARTON ADVISORY SERVICES, L.L.C.

Lafayette, LA 70503

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CRD#: 6392474

Professional summary

Hab Matthew Barton is a registered financial advisor currently at BARTON ADVISORY SERVICES, L.L.C. located in Lafayette, Louisiana.

Hab is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Hab has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Harry V. Barton CPA LLC in LaFayette, LA. CPA of the firm since July 2011. The CPA business is not investment-related. Duties include providing tax advice and tax filing services. Amount of time devoted to this business is approximately 32 hours per month; all of which occur during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hab Matthew Barton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 18, 2015 - Present

BARTON ADVISORY SERVICES, L.L.C.

Office #1: 1005 E. St. Mary Blvd. Suite 217, Lafayette, LA 70503

RIA

CRD#: 137694

Lafayette, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(12/18/2015)

IAR

Texas
(7/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/2015

Uniform Investment Adviser Law Examination

Current Firm

BARTON ADVISORY SERVICES, L.L.C.

CRD#: 137694 / SEC#:

Louisiana

Registered Investment Advisory firm - (10/25/2005 Approved)

Texas

Registered Investment Advisory firm - (5/13/2015 Conditional Restricted)

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Contact information

Main Address

341 Doucet Road Suite B, Lafayette, LA 70503

Mailing Address

Phone number

(337) 278-2723

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 97,746,462

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Hab M. Barton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hab Matthew Barton's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARTON ADVISORY SERVICES, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/2015

Current Firm

BARTON ADVISORY SERVICES, L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BARTON ADVISORY SERVICES, L.L.C.

TRUST BUT VERIFY

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