Nicholas P. Lehman
Professional summary
Nicholas Paul Lehman, who also goes by Nichoals Paul Lehman, is a registered financial advisor currently at SPECTRUM ADVISORS, INC. located in Plano, Texas.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Nicholas has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Paul Lehman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2025 - Present
SPECTRUM ADVISORS, INC.
Office #1: 2805 Dallas Parkway, Ste 200, Plano, TX 75093February 28, 2022 - January 31, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
September 25, 2014 - January 31, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Primary Firm SEC Registration
SPECTRUM ADVISORS, INC.
CRD#: 114805 / SEC#: 801-126099
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/21/2025)
Exams
Series 7TO
Date: 12/23/2021
General Securities Representative ExaminationCurrent Firm
SPECTRUM ADVISORS, INC.
CRD#: 114805 / SEC#: 801-126099
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 870 |
| AUM (Assets Under Management) | $ 149,000,000 |
Red Flags
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Company Information
SPECTRUM ADVISORS, INC.
CRD#: 114805Plano, TX 75093TRUST BUT VERIFY
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