Emelyn S. Chew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emelyn Shi Xuan Chew, who also goes by ., Emelyn Chew, Emelyn Chew Shi Xuan, was a registered financial professional .
Emelyn is a previously registered financial professional and started their career in finance in 2014. Emelyn had worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2015 - December 31, 2017
FUNDING CIRCLE SECURITIES LLC
November 3, 2014 - August 27, 2015
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
FUNDING CIRCLE SECURITIES LLC
CRD#: 149479 / SEC#: , 8-68146
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
