Thomas R. Deane
Professional summary
Thomas Richard Deane, who also goes by Thomas Deane, Tom Richard Deane, is a registered financial professional currently at ACRISURE RE CORPORATE ADVISORY & SOLUTIONS, LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2014. Thomas has worked at 5 firms and has passed the Series 63, Series 82TO, SIE, Series 7, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Richard Deane's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2024 - Present
ACRISURE RE CORPORATE ADVISORY & SOLUTIONS, LLC
Office #1: 1 Liberty Plaza, New York, NY 10006September 13, 2023 - August 28, 2024
BA SECURITIES, LLC
December 13, 2018 - June 12, 2019
SGMA CAPITAL MARKETS LIMITED
January 5, 2018 - September 12, 2023
WEILD & CO.
September 29, 2014 - November 27, 2017
JARDINE LLOYD THOMPSON CAPITAL MARKETS INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/6/2024)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
ACRISURE RE CORPORATE ADVISORY & SOLUTIONS, LLC
CRD#: 326494 / SEC#: , 8-71130
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
