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FP

Francis Porcelli

FORESIDE FUND SERVICES
New York, NY 10119
Some features on this profile are disabled
CRD#: 6392279
FP

Professional summary

Francis Porcelli, who also goes by Francis Michael Porcelli Jr, Francis Michael Porcelli Jr., Francis Porcelli Jr., is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.

Francis is registered as a RR (Registered Representative) and started their career in finance in 2015. Francis has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Francis Michael Porcelli Jr | Francis Michael Porcelli Jr. | Francis Porcelli Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Francis Porcelli's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 1, 2026 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 250 West 34th Street 3rd Floor, New York, NY 10119
BD
CRD#: 46106
New York, NY
Past

January 25, 2022 - March 17, 2026

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
Jersey City, NJ
Past

August 25, 2017 - January 10, 2022

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 108928
PRINCETON, NJ
Past

February 3, 2015 - December 2, 2021

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
PRINCETON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/1/2026)
RR
Alaska
(4/1/2026)
RR
Arizona
(4/1/2026)
RR
Arkansas
(4/1/2026)
RR
California
(4/1/2026)
RR
Colorado
(4/1/2026)
RR
Connecticut
(4/1/2026)
RR
Delaware
(4/1/2026)
RR
District of Columbia
(4/1/2026)
RR
Florida
(4/1/2026)
RR
Georgia
(4/1/2026)
RR
Hawaii
(4/1/2026)
RR
Idaho
(4/1/2026)
RR
Illinois
(4/1/2026)
RR
Indiana
(4/1/2026)
RR
Iowa
(4/1/2026)
RR
Kansas
(4/1/2026)
RR
Kentucky
(4/1/2026)
RR
Louisiana
(4/1/2026)
RR
Maine
(4/1/2026)
RR
Maryland
(4/1/2026)
RR
Massachusetts
(4/1/2026)
RR
Michigan
(4/1/2026)
RR
Minnesota
(4/1/2026)
RR
Mississippi
(4/1/2026)
RR
Missouri
(4/1/2026)
RR
Montana
(4/1/2026)
RR
Nebraska
(4/1/2026)
RR
Nevada
(4/1/2026)
RR
New Hampshire
(4/1/2026)
RR
New Jersey
(4/1/2026)
RR
New Mexico
(4/1/2026)
RR
New York
(4/1/2026)
RR
North Carolina
(4/1/2026)
RR
North Dakota
(4/1/2026)
RR
Ohio
(4/1/2026)
RR
Oklahoma
(4/1/2026)
RR
Oregon
(4/1/2026)
RR
Pennsylvania
(4/1/2026)
RR
Rhode Island
(4/1/2026)
RR
South Carolina
(4/1/2026)
RR
South Dakota
(4/1/2026)
RR
Tennessee
(4/1/2026)
RR
Texas
(4/1/2026)
RR
Utah
(4/1/2026)
RR
Vermont
(4/1/2026)
RR
Virginia
(4/1/2026)
RR
Washington
(4/1/2026)
RR
West Virginia
(4/1/2026)
RR
Wisconsin
(4/1/2026)
RR
Wyoming
(4/1/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/23/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/28/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/3/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Loading...

Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESIDE FUND SERVICES, LLC

CRD#: 46106New York, NY 10119

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