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Nicolas A. Diaz

ROBIN CAPITAL GROUP LLC
Miami Beach, FL
Some features on this profile are disabled
CRD#: 6391739
ND

Professional summary

Nicolas Alejandro Diaz is a registered financial advisor currently at ROBIN CAPITAL GROUP LLC located in Miami Beach, Florida.

Nicolas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Nicolas has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicolas Alejandro Diaz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 20, 2021 - Present

ROBIN CAPITAL GROUP LLC

RIA
CRD#: 312956
Miami Beach, FL
Past

July 18, 2016 - March 7, 2019

CITADEL SECURITIES INSTITUTIONAL LLC

BD
CRD#: 281102
Chicago, IL
Past

October 8, 2014 - March 7, 2019

CITADEL SECURITIES LLC

BD
CRD#: 116797
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(9/20/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/4/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/5/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/8/2014
General Securities Representative Examination

Current Firm

RC
ROBIN CAPITAL GROUP LLC
ROBIN CAPITAL GROUP LLC

CRD#: 312956 / SEC#:

Florida
Registered Investment Advisory firm - (9/20/2021 Approved)
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Contact information

Main Address
Miami Beach, FL
Mailing Address
Phone number
(305) 905-4969
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts75
AUM (Assets Under Management)$ 19,450,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROBIN CAPITAL GROUP LLC

CRD#: 312956Miami Beach, FL

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