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Nicolas Alejandro Diaz

ROBIN CAPITAL GROUP
MIAMI BEACH, FL
·CRD# 6391739·12 years experience

Professional Summary

Nicolas Alejandro Diaz is a registered financial advisor currently at ROBIN CAPITAL GROUP LLC located in Miami Beach, Florida. Nicolas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Nicolas has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

ROBIN CAPITAL GROUP LLC·CRD# 312956
RIA
Miami Beach, FL
September 20, 2021 - Present
CITADEL SECURITIES INSTITUTIONAL LLC·CRD# 281102
BD
Chicago, IL
July 18, 2016 - March 7, 2019
CITADEL SECURITIES LLC·CRD# 116797
BD
Chicago, IL
October 8, 2014 - March 7, 2019

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Current Firm

RC
ROBIN CAPITAL GROUP LLC

ROBIN CAPITAL GROUP LLC

CRD#: 312956
Florida
Registered Investment Advisory firm - Florida (9/20/2021 Approved)

Contact Information

Main Address

Miami Beach, FL

Phone Number

(305) 905-4969

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

95

AUM (Assets Under Management)

$24,800,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of other business: Rookery Management Group; Investment-related: No; Address: 11 Island Ave, Unit 1107, Miami Beach, FL 33139; Nature of business: Real estate investment firm; Position/title/relationship: Member — Strategic Advisor; Start date: 04/25/2022; Hours/month: Less than 5 Hours during trading hours: 0; Duties: Serves as strategic advisor and member. Passive involvement limited to advisory committee participation. No day-to-day management or operational role. Receives no compensation through Robin Capital Group LLC. Name of other business: Caudal Execution Services LLC; Investment-related: Yes; Address: 11 Island Ave, Unit 1107, Miami Beach, FL 33139 Nature of business: Florida single-member LLC formed to provide trade-order execution and portfolio risk-monitoring services under a service-level agreement. Not yet operational. Position/title/relationship: Passive Member; Start date: 06/05/2026; Hours/month: 0; Hours during trading hours: 0 Duties: Sole owner of a pre-operational entity negotiating a fixed-fee service-level agreement with a single prospective client. No clients, no executed agreements, no operations as of this filing. Entity exercises no investment discretion, makes no trading decisions, provides no investment advice, and does not hold client funds or securities. Name of other business: Everwood USA; Investment-related: No; Address: 11 Island Ave, Unit 1107, Miami Beach, FL 33139 Nature of business: Recycled plastics manufacturing company; Position/title/relationship: Non-Managing Member Start date: 08/07/2023; Hours/month: 0; Hours during trading hours: 0; Duties: Passive, non-managing ownership interest. Provided initial funding and retains membership interest with day-to-day operations fully delegated to company management. Devotes no time to the business and receives no compensation through Robin Capital Group LLC.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(9/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2020About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2014About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Nicolas Alejandro Diaz's CRS (Customer Relationship Summary).

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