LS
Larry D. Stone
STONE WEALTH STRATEGIES
DENVER, CO
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CRD#: 6391669
LS
Professional summary
Larry David Stone is a registered financial advisor currently at STONE WEALTH STRATEGIES located in Denver, Colorado.
Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Larry has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Columbine Center Condominium Association Inc; investment related: No; 699 Summit Blvd; Owners Association for business complex; President; Preside at all meetings of the Owners and Board of Directors; shall see that orders and resolutions of the Board of Directors are carried out; shall sign on behalf of the Association all leases, mortgages, deeds, notes, and other written instruments; and shall exercise and discharge such other duties as may be required of the president by the Board of Directors.; 2009-07-01; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0. 2) Numbers Made Easy; investment related: No; 1023 Lone Pine Dam Road; Assist clients with additional health insurance requirements related to Medicare coverage; Registered Agent; Accept legal documents (service of process) during normal business hours.; 2018-06-01; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0. 3) Owner; Stone CPA LLC dba Stone Accounting Solutions; Investment Related: No; 4600 South Syracuse Street Denver Colorado 80237 United States; Position Title: Owner; Responsibilities Duties: Perform Accounting Activities; Start date: 1996-08-01; Hours per month devoted to business during trading hours: 120; Hours per month devoted to business outside trading hours: 80; Percentage of total yearly compensation expected to be derived from the business: 90.
CRS (Client Relationship Summary) - RIA
Click below to view Larry David Stone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 24, 2018 - Present
STONE WEALTH STRATEGIES
RIA
CRD#: 297961
DENVER, CO
Past
March 20, 2018 - April 17, 2019
GEARHART GELD, LLC
RIA
CRD#: 287885
Frisco, CO
Past
November 7, 2014 - April 9, 2018
FINANCIAL GRAVITY ASSET MANAGEMENT, INC.
RIA
CRD#: 144008
FRISCO, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(9/27/2018)
IAR
Colorado(9/24/2018)
IAR
Texas(4/23/2019)
Current Firm
SW
STONE WEALTH STRATEGIES
STONE ADVISORS INC | STONE WEALTH STRATEGIES
CRD#: 297961 / SEC#:
Alabama
Registered Investment Advisory firm - (12/5/2022 Terminated)Arizona
Registered Investment Advisory firm - (9/27/2018 Approved)Colorado
Registered Investment Advisory firm - (9/24/2018 Approved)Florida
Registered Investment Advisory firm - (10/28/2025 Terminated)Texas
Registered Investment Advisory firm - (4/23/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Denver, CO
Mailing Address
Phone number
(970) 668-0772
Established
Firm type
Fiscal year end
# of Employees
4
Red Flags
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