Alexander J. Szikla
Professional summary
Alexander Jonathan Szikla, who also goes by Alexander Jonathan Szikla, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2014. Alexander has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Jonathan Szikla's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2024 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003June 6, 2024 - July 22, 2024
GT SECURITIES, INC.
December 8, 2014 - June 8, 2016
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/10/2025)
(4/8/2025)
(10/29/2024)
(8/6/2024)
(11/19/2024)
Exams
Series 79TO
Date: 6/6/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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