David P. Watkins

BANNER PINE ADVISORS LLC

Highlands Ranch, CO

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CRD#: 6390864

Professional summary

David Preston Watkins is a registered financial advisor currently at BANNER PINE ADVISORS LLC located in Highlands Ranch, Colorado.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. David has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PROGRAM MANAGER; DEPARTMENT OF DEFENSE, DEFENSE CONTRACT MANAGEMENT AGENCY; 12999 W. DEER CREEK CANYON RD., LITTLETON, CO 80127 FROM 3/2014 TO PRESENT -32 HOURS/WEEK // 128 HOURS/MONTH // 24 HOURS/WEEK DURING TRADING HOURS -NOT INVESTMENT RELATED; MILITARY-RELATED -DUTIES: MONITOR THE COST, SCHEDULE, AND PERFORMANCE OF AN AIR FORCE PROGRAM

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Preston Watkins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2014 - Present

BANNER PINE ADVISORS LLC

RIA

CRD#: 170511

Highlands Ranch, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/12/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/11/2014

Uniform Investment Adviser Law Examination

Current Firm

BANNER PINE ADVISORS LLC

BANNER PINE ADVISORS LLC | BROADGLEN INVESTMENT MANAGEMENT LLC | BROADGLEN INVESTMENT MANAGEMENT | BROADGLEN

CRD#: 170511 / SEC#:

Colorado

Registered Investment Advisory firm - (12/12/2014 Approved)

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Contact information

Main Address

Fraser, CO

Mailing Address

Po Box 2002, Fraser, CO 80442

Phone number

(720) 445-5970

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 3,927,478

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David P. Watkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Preston Watkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANNER PINE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/11/2014

Current Firm

BANNER PINE ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BANNER PINE ADVISORS LLC

TRUST BUT VERIFY

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