Aida Diaz Nunez

PARNASSUS INVESTMENTS

Kemnath,

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CRD#: 6390741

Professional summary

Aida Diaz Nunez is a registered financial advisor currently at PARNASSUS INVESTMENTS, LLC and PARNASSUS FUNDS DISTRIBUTOR, LLC located in Portland, Maine.

Aida is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Aida has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Parnassus Investments, LLC; Investment Related; Kemnath, Germany; Began 05/23/2022; Marketing Consultant; Contractor; production of marking collateral; 80 hours per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aida Diaz Nunez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2023 - Present

PARNASSUS INVESTMENTS, LLC

RIA

CRD#: 316904

Kemnath,

Current

December 12, 2022 - Present

PARNASSUS FUNDS DISTRIBUTOR, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 15883

Portland, ME

Past

December 10, 2021 - May 5, 2022

PARNASSUS INVESTMENTS, LLC

RIA

CRD#: 316904

SAN FRANCISCO, CA

Past

June 10, 2016 - December 14, 2021

PARNASSUS INVESTMENTS

RIA

CRD#: 149193

SAN FRANCISCO, CA

Past

June 1, 2015 - May 4, 2022

PARNASSUS FUNDS DISTRIBUTOR, LLC

CRD#: 15883

PORTLAND, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARNASSUS INVESTMENTS, LLC

CRD#: 316904 / SEC#: 801-122618

RIA

Registered Investment Advisory firm - (11/8/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/12/2022)

IAR

California
(2/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/10/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/1/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PARNASSUS INVESTMENTS, LLC

CRD#: 316904 / SEC#: 801-122618

RIA

Registered Investment Advisory firm - (11/8/2021 Approved)

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Contact information

Main Address

1 Market Street Suite 1600, San Francisco, CA 94105

Mailing Address

Phone number

(415) 778-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PARNASSUS INVESTMENTS, LLC PART 2A BROCHURE (5/2/2025)

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 45,658,173,524

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Aida Diaz Nunez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aida Diaz Nunez's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARNASSUS FUNDS DISTRIBUTOR, LLC

PARNASSUS INVESTMENTS, LLC

PARNASSUS INVESTMENTS

PARNASSUS FUNDS DISTRIBUTOR, LLC

Primary Firm SEC Registration

PARNASSUS INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/10/2016

SIE

Date: 10/1/2018

Series 7

Date: 6/1/2015

FINRA

Current Firm

PARNASSUS INVESTMENTS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARNASSUS INVESTMENTS, LLC

TRUST BUT VERIFY

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