MK
Michael S. Knapp
REALTA EQUITIES
Pittsburgh, PA 15222
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CRD#: 6390493
MK
Professional summary
Michael Saunders Knapp is a registered financial professional currently at REALTA EQUITIES, INC. located in Pittsburgh, Pennsylvania.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2015. Michael has worked at 4 firms and has passed the Series 63, SIE, Series 22 and Series 39 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Saunders Knapp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 27, 2024 - Present
REALTA EQUITIES, INC.
Office #1: 603 Stanwix Street Suite 1750, Pittsburgh, PA 15222BD
CRD#: 23769
Pittsburgh, PA
Past
June 4, 2023 - March 25, 2024
CABIN SECURITIES, INC.
BD
CRD#: 137608
Pittsburgh, PA
Past
May 26, 2022 - June 7, 2023
REALTA EQUITIES, INC.
BD
CRD#: 23769
PITTSBURGH, PA
Past
July 25, 2017 - May 20, 2022
ARETE WEALTH MANAGEMENT, LLC
BD
CRD#: 44856
CHICAGO, IL
Past
June 17, 2015 - October 23, 2017
MDS SECURITIES, LLC
BD
CRD#: 159555
KITTANNING, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/18/2024)
RR
Alaska(3/27/2024)
RR
Arizona(3/27/2024)
RR
Arkansas(3/27/2024)
RR
California(3/27/2024)
RR
Colorado(7/18/2024)
RR
Connecticut(7/18/2024)
RR
Delaware(7/18/2024)
RR
District of Columbia(7/18/2024)
RR
Florida(3/27/2024)
RR
Georgia(3/27/2024)
RR
Hawaii(3/27/2024)
RR
Idaho(7/18/2024)
RR
Illinois(7/18/2024)
RR
Indiana(7/18/2024)
RR
Iowa(3/27/2024)
RR
Kansas(3/27/2024)
RR
Kentucky(7/18/2024)
RR
Louisiana(7/18/2024)
RR
Maine(7/18/2024)
RR
Maryland(7/18/2024)
RR
Massachusetts(7/18/2024)
RR
Michigan(7/18/2024)
RR
Minnesota(3/27/2024)
RR
Mississippi(7/18/2024)
RR
Missouri(3/27/2024)
RR
Montana(7/18/2024)
RR
Nebraska(7/18/2024)
RR
Nevada(3/27/2024)
RR
New Hampshire(7/18/2024)
RR
New Jersey(7/18/2024)
RR
New Mexico(7/18/2024)
RR
New York(7/18/2024)
RR
North Carolina(3/27/2024)
RR
North Dakota(7/18/2024)
RR
Ohio(7/18/2024)
RR
Oklahoma(7/18/2024)
RR
Oregon(7/18/2024)
RR
Pennsylvania(3/27/2024)
RR
Rhode Island(7/18/2024)
RR
South Carolina(7/18/2024)
RR
South Dakota(7/18/2024)
RR
Tennessee(3/27/2024)
RR
Texas(3/27/2024)
RR
Utah(3/27/2024)
RR
Vermont(7/18/2024)
RR
Virginia(3/27/2024)
RR
Washington(7/18/2024)
RR
West Virginia(7/18/2024)
RR
Wisconsin(3/27/2024)
RR
Wyoming(3/27/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RE
REALTA EQUITIES, INC.
COASTAL EQUITIES, INC. | THE FALMOUTH FINANCIAL GROUP | REALTA WEALTH | REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
1201 N. Orange Street Suite 300, Wilmington, DE 92130
Mailing Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Phone number
(888) 657-5200
Established
Massachusetts since 01/24/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
