Larry Noftsier
Professional summary
Larry Noftsier, who also goes by Larry Leslie Noftsier, is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Castorland, New York.
Larry is registered as a RR (Registered Representative) and started their career in finance in 2014. Larry has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Larry Noftsier's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2020 - Present
FORTUNE FINANCIAL SERVICES, INC.
November 3, 2014 - October 5, 2020
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/14/2021)
(3/10/2021)
(3/21/2021)
(10/1/2020)
(3/10/2021)
Exams
FINRA
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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