William M. Patton
Professional summary
William Mitchel Patton is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Jackson, Tennessee and EMPOWER FINANCIAL SERVICES, INC. located in Thompsons Station, Tennessee.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. William has worked at 3 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Mitchel Patton's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2017 - Present
EMPOWER ADVISORY GROUP, LLC
April 6, 2016 - Present
EMPOWER FINANCIAL SERVICES, INC.
February 27, 2015 - March 16, 2016
EDWARD JONES
October 20, 2014 - March 16, 2016
EDWARD JONES
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/6/2016)
(1/10/2017)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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