Ryan J. Buehler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Joseph Buehler, who also goes by Ryan Buehler, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2014. Ryan had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2018 - May 4, 2018
TD AMERITRADE, INC.
March 10, 2017 - May 12, 2017
STRATEGIC ADVISERS LLC
March 3, 2017 - May 9, 2017
FIDELITY BROKERAGE SERVICES LLC
May 24, 2016 - February 16, 2017
J.P. MORGAN SECURITIES LLC
May 24, 2016 - February 16, 2017
J.P. MORGAN SECURITIES LLC
August 31, 2015 - December 1, 2015
CHARLES SCHWAB & CO., INC.
December 15, 2014 - December 1, 2015
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
