Renee G. Sewall

PROFESSIONAL FINANCIAL SOLUTIONS

Fairfax, VA 22030-8144

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CRD#: 6389568

Professional summary

Renee Gardner Sewall, CFP®, who also goes by Renee Marie Gardner, is a registered financial advisor currently at PROFESSIONAL FINANCIAL SOLUTIONS, LLC located in Fairfax, Virginia.

Renee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Renee has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Renee Marie Gardner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Renee Gardner Sewall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

December 4, 2014 - Present

PROFESSIONAL FINANCIAL SOLUTIONS, LLC

Office #1: 10517a West Drive, Fairfax, VA 22030-8144

RIA

CRD#: 114957

Fairfax, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROFESSIONAL FINANCIAL SOLUTIONS, LLC

CRD#: 114957 / SEC#: 801-106802

RIA

Registered Investment Advisory firm - (11/2/2015 Approved)

Maryland

Registered Investment Advisory firm - (11/25/2015 Terminated)

North Carolina

Registered Investment Advisory firm - (11/30/2015 Terminated)

Virginia

Registered Investment Advisory firm - (11/5/2015 Terminated)

Washington

Registered Investment Advisory firm - (3/16/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(12/4/2014)

IAR

Virginia
(12/4/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/4/2014

Uniform Investment Adviser Law Examination

Current Firm

PROFESSIONAL FINANCIAL SOLUTIONS, LLC

CRD#: 114957 / SEC#: 801-106802

RIA

Registered Investment Advisory firm - (11/2/2015 Approved)

Maryland

Registered Investment Advisory firm - (11/25/2015 Terminated)

North Carolina

Registered Investment Advisory firm - (11/30/2015 Terminated)

Virginia

Registered Investment Advisory firm - (11/5/2015 Terminated)

Washington

Registered Investment Advisory firm - (3/16/2005 Terminated)

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Contact information

Main Address

10517a West Drive, Fairfax, VA 22030-8144

Mailing Address

Phone number

(703) 385-0870

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PFSLLC ADV PART 2 (3/10/2025)

BROCHURE SUPPLEMENT (3/10/2025)

Regulatory assets under management

Total Number of Accounts	886
AUM (Assets Under Management)	$ 330,437,326

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Renee G. Sewall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Renee Gardner Sewall's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROFESSIONAL FINANCIAL SOLUTIONS, LLC

Primary Firm SEC Registration

PROFESSIONAL FINANCIAL SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/4/2014

Current Firm

PROFESSIONAL FINANCIAL SOLUTIONS, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROFESSIONAL FINANCIAL SOLUTIONS, LLC

TRUST BUT VERIFY

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