John B. Bowen

BOWEN WEALTH

Mount Pleasant, SC 29464

Some features on this profile are disabled

CRD#: 6389471

Professional summary

John Brandon Bowen is a registered financial advisor currently at BOWEN WEALTH located in Mount Pleasant, South Carolina.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. John has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 12/2008-PRESENT, BOWEN FINANCIAL GROUP dba Bowen Private Wealth, 497 BRAMSON CT, SUITE 102 MOUNT PLEASANT, SC 29464, OWNER/ INSURANCE AGENT AND SELLS FIXED INDEX ANNUITIES AS WELL AS TERM AND UNIVERSAL LIFE INSURANCE. HOURS DEDICATED: 20/WEEK (15/WEEK DURING TRADING HOURS) (2) 10/2010-PRESENT, PALMETTO BENEFIT GROUP, 497 BRAMSON CT, SUITE 102 MOUNT PLEASANT, SC 29464, OWNER/INSURANCE SALES, HOURS DEDICATED 30/WEEK (20/WEEK DURING TRADING HOURS) (3) Society of Financial Awareness; not investment related; 497 BRAMSON CT, SUITE 102 MOUNT PLEASANT, SC 29464, non-profit education; 5 hrs/ month approx 1 during trading hours; Presenting financial education classes. (4) Also sell Insurance and Annuities is clients need it. Commissions average $700,000 per year.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Brandon Bowen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2023 - Present

BOWEN WEALTH

Office #1: 302 Wingo Way Suite 203, Mount Pleasant, SC 29464

RIA

CRD#: 315212

Mount Pleasant, SC

Past

July 9, 2021 - December 31, 2022

BOWEN WEALTH

RIA

CRD#: 315212

MOUNT PLEASANT, SC

Past

July 30, 2020 - December 31, 2021

CLARAPHI ADVISORY NETWORK, LLC

RIA

CRD#: 165868

Mount Pleasant, SC

Past

November 21, 2014 - September 15, 2020

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

Mount Pleasant, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(2/23/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/19/2014

Uniform Investment Adviser Law Examination

Current Firm

BOWEN WEALTH

BOWEN WEALTH | BOWEN WEALTH LLC

CRD#: 315212 / SEC#: 801-121708

RIA

Registered Investment Advisory firm - (8/11/2023 Terminated)

South Carolina

Registered Investment Advisory firm - (8/11/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

302 Wingo Way Suite 203, Mount Pleasant, SC 29464

Mailing Address

Phone number

(843) 203-2030

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	517
AUM (Assets Under Management)	$ 73,368,678

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jackson Tiller

NYLIFE SECURITIES LLC

CHARLESTON, SC

Roger Johnson

ACT ADVISORS

IAR

Mt. Pleasant, SC

Jeremy Ellisor

CONVERGENT FINANCIAL GROUP

IAR

Mount Pleasant, SC

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John B. Bowen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Brandon Bowen's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOWEN WEALTH

BOWEN WEALTH

CLARAPHI ADVISORY NETWORK, LLC

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/19/2014

Current Firm

BOWEN WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BOWEN WEALTH

TRUST BUT VERIFY

Similar Advisors