Katherine L. Hyland Mercer
Professional summary
Katherine Lee Hyland Mercer, who also goes by Katherine Lee Hyland, Katherine Lee Hyland-mercer, Katherine Lee Urbanowicz, is a registered financial advisor currently at FERRIS WHEEL FINANCE, INC. located in Venice, Florida.
Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Katherine has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Lee Hyland Mercer's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2018 - Present
FERRIS WHEEL FINANCE, INC.
Office #1: 871 Venetia Bay Blvd Suite 201, Venice, FL 34285November 19, 2015 - March 8, 2017
WELLS FARGO CLEARING SERVICES, LLC
November 13, 2015 - March 8, 2017
WELLS FARGO CLEARING SERVICES, LLC
January 5, 2015 - November 18, 2015
EDWARD JONES
October 20, 2014 - November 18, 2015
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/21/2018)
(1/15/2021)
(7/28/2025)
(5/8/2023)
Exams
Current Firm
FERRIS WHEEL FINANCE, INC.
CRD#: 292091 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 544 |
| AUM (Assets Under Management) | $ 35,700,250 |
Red Flags
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