Richard T. Deary

LOOP CAPITAL ASSET MANAGEMENT

Miami, FL 33131-4940

Some features on this profile are disabled

CRD#: 6388981

Professional summary

Richard Thaddeus Deary, who also goes by Richard Thaddeus Deary, Richard T Deary, is a registered financial advisor currently at LOOP CAPITAL ASSET MANAGEMENT located in Miami, Florida.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Richard has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Thaddeus Deary | Richard T Deary

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Thaddeus Deary's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 2023 - Present

LOOP CAPITAL ASSET MANAGEMENT

Office #1: 1001 Brickell Bay Drive Suite 2100, Miami, FL 33131-4940

RIA

CRD#: 149280

Miami, FL

Past

April 22, 2020 - March 16, 2021

PTMA INVESTMENT ADVISORS

RIA

CRD#: 301973

Raleigh, NC

Past

March 28, 2018 - April 13, 2020

MILES CAPITAL, INC.

RIA

CRD#: 105376

Raleigh, NC

Past

April 27, 2016 - June 26, 2017

ZEGA FINANCIAL, LLC

RIA

CRD#: 156803

Columbia, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LOOP CAPITAL ASSET MANAGEMENT

CRD#: 149280 / SEC#: 801-69873

RIA

Registered Investment Advisory firm - (2/6/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/27/2016

Uniform Investment Adviser Law Examination

Current Firm

LOOP CAPITAL ASSET MANAGEMENT

CRD#: 149280 / SEC#: 801-69873

RIA

Registered Investment Advisory firm - (2/6/2009 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1001 Brickell Bay Drive Suite 2100, Miami, FL 33131-4940

Mailing Address

Phone number

(305) 379-2100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

LOOP CAPITAL ASSET MANAGEMENT - TCH, LLC 2A BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	84
AUM (Assets Under Management)	$ 9,850,211,508

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Richard T. Deary

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Thaddeus Deary's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOOP CAPITAL ASSET MANAGEMENT

PTMA INVESTMENT ADVISORS

MILES CAPITAL, INC.

ZEGA FINANCIAL, LLC

Primary Firm SEC Registration

LOOP CAPITAL ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 4/27/2016

Current Firm

LOOP CAPITAL ASSET MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LOOP CAPITAL ASSET MANAGEMENT

TRUST BUT VERIFY

Similar Advisors